SEC stories

DTCC expands its Cloud First plan with AWS and Microsoft, moving core clearing systems to public cloud while widening Azure support for digital assets.

QuSecure names Silicon Valley veteran Tom Lounibos as strategic advisor amid rising demand for post-quantum cryptography and enterprise migration services.

Public rolls out AI agents for retail investors, letting select members automate trades, cash moves and option strategies inside brokerage accounts.

NYSE partners with Securitize to build a blockchain-based digital trading platform for tokenised securities within mainstream markets.

A US post-quantum security blueprint highlights QuSecure's Banco Sabadell project as the sole live banking precedent for crypto migration.

Nasdaq sets out equity token blueprint to let companies issue on-chain shares while preserving control, rights and US regulatory status.

Xiid and Cytex join forces to fuse AI governance with zero trust access, targeting shrinking attack paths and stricter cyber regulation.

ZeroDrift emerges from stealth with USD $2m to automate real-time compliance checks on outbound communications in regulated industries.

DTCC wins SEC approval for a new cleared triparty repo service at FICC, leveraging BNY's Global Collateral as US Treasury rules loom.

DTCC seeks regulatory nod to extend its FICC-CME cross-margining scheme, offering end-users margin offsets on Treasuries and rate futures.

DTCC will tokenise US Treasuries on the Canton Network with Digital Asset, aiming for an MVP in 2026 as part of a multi-year roadmap.

DTCC and BNY unveil Collateral-in-Lieu cleared repo service, aiming to cut double-margining and boost buy-side access before 2027 rules.

REGnosys warns of a fresh 2026 regtech wave as global rule rewrites loom and London fights to defend its fintech edge from rising rivals.

SEC greenlights DTCC unit to tokenise US blue-chip stocks, ETFs and Treasuries, paving way for mainstream blockchain-based securities.

AI, data and 'governance intelligence' set to transform private markets as regulators, LPs and retail investors demand real-time transparency.

Singapore fintech Aspire wins key licences in Australia, Europe and the US, paving the way for a global rollout of its business finance platform.

Financial firms face rising fines and must adopt digital regulatory reporting to ensure compliance, cut costs and boost operational resilience in 2024 and beyond.

FICC proposes new Collateral-in-Lieu service to cut double-margining, boosting capital and margin efficiency ahead of US Treasury Clearing mandate compliance.

US private equity is set for tougher scrutiny as 401(k) plans gain access to the sector, opening a USD $12 trillion market to retail investors and regulators.

US financial firms face rising costs averaging USD $232,000 annually due to mobile compliance challenges and false positive inefficiencies, study finds.